Nicole Miller Regan - Piper Jaffray Video

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Symbol | Posted On Wed, Jan 16

Nicole Miller Regan – Senior Research Analyst, Piper Jaffray

Disclosures for universe of: Nicole Miller Regan

1. I or a household member have a financial interest in the securities of the following companies: none

2. I or a household member is an officer, director, or advisory board member of the following companies: none

3. I have received compensation within the past 12 months from the following companies : none

4. Piper Jaffray or its affiliates beneficially own 1% or more of any class of common equities of the following companies: none

5. The following companies have been investment banking clients of Piper Jaffray during the past 12 months: BAGL, ROX

6. Piper Jaffray expects to have the following companies as investment banking clients within the next three months: none

7. Other material conflicts of interest for Nicole Miller Regan or Piper Jaffray regarding companies in my universe for which I am aware include: BAGL: underwriting

8. Piper Jaffray received non-investment banking securities-related compensation from the following companies during the past 12 months: CBOU

9. Piper Jaffray makes a market in the securities of the following companies, and will buy and sell the securities of these companies on a principal basis: BAGL, BJRI, BWLD, CAKE, CBOU, CMG, COSI, CPKI, DAVE, GMCR, JMBA, JSDA, MRT, MSSR, PEET, PFCB, PNRA, ROX, RRGB, RUTH, SBUX, SONC

Stock Quote for Jul 8

• Last Price: n/a
• Last Time: n/a
• 52 Week High: n/a
• 52 Week Low: n/a
• EPS: n/a
• PE Ratio: n/a
• Dividend: n/a

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